GUOKE (HONG KONG) ACCOUNTING SERVICES LIMITED (TC006180)

The Licensee has contravened:

1. Section 2(1)(b), (d)(i) & (ii) of Schedule 2 to the AMLO, namely, the Licensee has failed to take measures to identify and verify the identities of the beneficial owner of its customer and the persons purporting to act on behalf of its customer, and to verify the persons’ authority to act on behalf of the customer.

2. Section 9 of Schedule 2 to the AMLO, namely, the Licensee has failed to carry out the special requirements when customer is not physically present for identification purposes.

3. Section 20(1) of Schedule 2 to the AMLO on the record-keeping requirements.

4. Section 23 of Schedule 2 to the AMLO, namely, the Licensee has failed to take all reasonable measures to ensure that proper safeguards exist to prevent a contravention of any requirement under Part 2 or 3 of Schedule 2; and to mitigate money laundering and terrorist financing risks.

Public reprimand and imposition of a pecuniary penalty of HK$30,000 (Decision Date:13 February 2026)

Statement of Disciplinary Action