{"id":7884,"date":"2024-06-05T15:43:25","date_gmt":"2024-06-05T07:43:25","guid":{"rendered":"https:\/\/mpl.hk\/?p=7884"},"modified":"2024-08-20T15:44:19","modified_gmt":"2024-08-20T07:44:19","slug":"highlights-of-disciplinary-cases-47","status":"publish","type":"post","link":"https:\/\/mpl.hk\/highlights-of-disciplinary-cases-47\/","title":{"rendered":"Highlights Of Disciplinary Cases"},"content":{"rendered":"<p>LEAPER INTERNATIONAL BUSINESS SERVICES CENTRE LIMITED (TC005109)<\/p>\n<p>The Licensee has contravened:<\/p>\n<p>1. Section 19(1) of Schedule 2 to the AMLO, namely, the Licensee has failed to establish and maintain effective procedures for determining \u00a0\u00a0whether a customer or a beneficial owner of a customer is a politically exposed person.<\/p>\n<p>2. Section 23 of Schedule 2 to the AMLO, namely, the Licensee has failed to take all reasonable measures to ensure that proper safeguards exist to prevent a contravention of any requirement under Part 2 or 3 of Schedule 2; and to mitigate money laundering and terrorist financing risks.<\/p>\n<p>&nbsp;<\/p>\n<p>Public reprimand and imposition of a pecuniary penalty of HK$4,000 (Decision\u00a0Date:\u00a05 June 2024)<\/p>\n<p><a href=\"https:\/\/mpl.hk\/wp-content\/uploads\/2024\/08\/TC005109-Statement-of-Disciplinary-Action-Eng.pdf\" target=\"_blank\" rel=\"noopener\">Statement of Disciplinary Action<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>LEAPER INT [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":5997,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[378],"tags":[],"class_list":["post-7884","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-trust-or-company-service-provider-enforcement-news"],"acf":[],"lang":"en","translations":{"en":7884,"zh":7881},"pll_sync_post":[],"_links":{"self":[{"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/posts\/7884","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/comments?post=7884"}],"version-history":[{"count":2,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/posts\/7884\/revisions"}],"predecessor-version":[{"id":7886,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/posts\/7884\/revisions\/7886"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/media\/5997"}],"wp:attachment":[{"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/media?parent=7884"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/categories?post=7884"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/mpl.hk\/wp-json\/wp\/v2\/tags?post=7884"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}